| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PIMCO Asia Limited | Rep | 就证券提供意见 | 2018-12-28 | 2020-10-09 |
| Rep | 提供资产管理 | 2018-12-28 | 2020-10-09 | |
| Rep | 证券交易 | 2018-12-28 | 2020-10-09 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2004-09-23 | 2013-03-20 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2004-06-02 | 2004-09-04 |
| Rep | 就机构融资提供意见 | 2003-05-17 | 2004-01-17 | |
| Rep | 就证券提供意见 | 2003-05-17 | 2004-01-17 |