| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-07-26 | 2013-12-13 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2008-07-30 | 2010-06-15 |
| BEAR STEARNS ASIA LIMITED | Rep | 证券交易 | 2006-02-09 | 2008-05-30 |
| T G HOLBORN (HK) LIMITED | Rep | 就机构融资提供意见 | - | 2003-05-01 |
| Rep | 就证券提供意见 | - | 2003-05-01 |