| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BUSINESS SECURITIES LIMITED | Rep | 证券交易 | 2013-08-01 | 2018-10-22 |
| KAM FAI SECURITIES CO., LIMITED | Rep | 证券交易 | 2012-05-02 | 2013-07-22 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2009-12-01 | 2011-11-18 |
| Rep | 就机构融资提供意见 | - | 2004-02-05 | |
| Rep | 就证券提供意见 | - | 2004-02-05 | |
| Rep | 提供资产管理 | - | 2004-02-05 | |
| Rep | 证券交易 | - | 2011-11-18 |