Liu, Kate Kit Yee 廖潔儀
证监会中央编号:ACY139
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2009-09-28 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2008-10-10 | 2009-07-25 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 提供自动化交易服务 | 2003-06-16 | 2003-09-19 |
| Rep | 证券交易 | 2003-06-16 | 2008-09-29 | |
| Credit Agricole Securities (Asia) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-17 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-17 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-17 | |
| Rep | 证券交易 | 2003-04-01 | 2003-04-17 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-17 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-17 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-17 | |
| Rep | 证券交易 | 2003-04-01 | 2003-04-17 |
已采集记录中暂无金管局登记。