Personnel Hong Kong SFC License Details (ID 70729)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	2015-03-11	2020-06-12
	Rep	就证券提供意见	2015-03-11	2020-06-12
	Rep	证券交易	2015-03-11	2020-06-12
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	就证券提供意见	2014-01-17	2014-06-03
	RO	就机构融资提供意见	2012-08-14	2014-06-03
	RO	证券交易	2012-08-14	2014-06-03
	Rep	就机构融资提供意见	2012-05-02	2012-08-14
	Rep	证券交易	2012-05-02	2012-08-14
BOCI ASIA LIMITED	RO	就机构融资提供意见	2007-09-27	2012-02-28
	RO	证券交易	2007-09-27	2012-02-28
BOCI SECURITIES LIMITED	RO	证券交易	2007-09-27	2012-02-28
BOCI ASIA LIMITED	Rep	就机构融资提供意见	2007-01-24	2007-09-27
	Rep	证券交易	2007-01-24	2007-09-27
BOCI SECURITIES LIMITED	Rep	证券交易	2007-01-24	2007-09-27
MACQUARIE CAPITAL LIMITED	Rep	就机构融资提供意见	2005-07-29	2006-12-23
	Rep	证券交易	2005-07-29	2006-12-23
Macquarie Corporate (Hong Kong) Limited	Rep	就机构融资提供意见	2005-07-29	2006-12-23
Credit Suisse (Hong Kong) Limited	Rep	就机构融资提供意见	2004-05-15	2005-01-31
	Rep	证券交易	2004-05-15	2005-01-31
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	-	2003-08-22
	Rep	就机构融资提供意见	-	2003-10-15
	Rep	就证券提供意见	-	2003-10-15
	Rep	提供资产管理	-	2003-10-15
	Rep	证券交易	-	2003-10-15

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