| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI RESEARCH LIMITED | RO | 就证券提供意见 | 2010-07-20 | 2012-12-31 |
| BOCI ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2008-11-04 | 2012-12-31 |
| BOCI ASIA LIMITED | RO | 证券交易 | 2006-04-25 | 2012-12-31 |
| BOCI SECURITIES LIMITED | RO | 就期货合约提供意见 | 2005-10-06 | 2012-12-31 |
| RO | 期货合约交易 | 2005-10-06 | 2012-12-31 | |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 就期货合约提供意见 | 2004-11-17 | 2011-09-30 |
| BOCI SECURITIES LIMITED | RO | 就证券提供意见 | 2004-09-08 | 2012-12-31 |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 期货合约交易 | 2004-02-24 | 2011-09-30 |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2004-02-24 | 2012-12-31 |