| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就机构融资提供意见 | 2012-09-28 | 2015-07-22 |
| RO | 证券交易 | 2012-09-28 | 2015-07-22 | |
| Rep | 就机构融资提供意见 | 2012-08-17 | 2012-09-28 | |
| Rep | 证券交易 | 2012-08-17 | 2012-09-28 | |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2007-11-16 | 2012-06-23 |
| RO | 证券交易 | 2007-11-16 | 2012-06-23 | |
| Rep | 就机构融资提供意见 | 2007-07-03 | 2007-11-16 | |
| Rep | 证券交易 | 2007-07-03 | 2007-11-16 |