| ALPINE CORPORATE FINANCE LIMITED | RO | 就机构融资提供意见 | 2018-12-21 | 2021-11-30 |
| ALPINE SECURITIES LIMITED | RO | 就证券提供意见 | 2018-07-31 | 2021-03-10 |
| RO | 证券交易 | 2018-07-31 | 2021-03-10 |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2015-07-20 | 2017-08-16 |
| RO | 证券交易 | 2015-07-20 | 2017-08-16 |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2015-07-20 | 2017-08-16 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-10-10 | 2015-07-20 |
| Rep | 证券交易 | 2007-10-10 | 2015-07-20 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2005-10-14 | 2007-09-27 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-01-13 |
| Rep | 提供资产管理 | - | 2004-01-13 |
| Rep | 期货合约交易 | - | 2007-09-27 |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-12 |
| Rep | 就证券提供意见 | - | 2004-01-12 |
| Rep | 提供资产管理 | - | 2004-01-12 |
| Rep | 证券交易 | - | 2015-07-20 |