| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Enhanced Securities Limited | RO | 就机构融资提供意见 | 2020-03-02 | 2022-07-21 |
| XinKong International Asset Management Limited | Rep | 提供资产管理 | 2016-02-04 | 2017-04-07 |
| XinKong International Securities Limited | Rep | 就证券提供意见 | 2016-02-04 | 2017-04-07 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-11-18 | 2015-11-03 |
| DBS ASIA CAPITAL LIMITED | Rep | 就证券提供意见 | 2007-06-15 | 2007-07-26 |
| Rep | 证券交易 | 2007-06-15 | 2007-07-26 | |
| Rep | 就机构融资提供意见 | 2007-05-16 | 2007-07-26 | |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | Rep | 就机构融资提供意见 | 2005-09-15 | 2007-04-22 |