| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2021-06-02 | 2024-01-19 |
| RO | 证券交易 | 2021-06-02 | 2024-01-19 | |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 就期货合约提供意见 | 2021-06-02 | 2024-01-19 |
| RO | 期货合约交易 | 2021-06-02 | 2024-01-19 | |
| BOCI RESEARCH LIMITED | RO | 就证券提供意见 | 2021-06-02 | 2024-01-19 |
| BOCI SECURITIES LIMITED | RO | 就期货合约提供意见 | 2021-06-02 | 2024-01-19 |
| RO | 就证券提供意见 | 2021-06-02 | 2024-01-19 | |
| RO | 期货合约交易 | 2021-06-02 | 2024-01-19 | |
| RO | 证券交易 | 2021-06-02 | 2024-01-19 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2006-07-17 | 2021-06-02 |
| Rep | 证券交易 | 2006-07-17 | 2021-06-02 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2006-07-17 | 2021-06-02 |
| Rep | 证券交易 | 2006-07-17 | 2021-06-02 |