| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2024-06-21 | 2025-02-07 |
| RO | 证券交易 | 2024-06-21 | 2025-02-07 | |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2024-06-21 | 2025-02-07 |
| BOCI ASIA LIMITED | Rep | 证券交易 | 2021-01-14 | 2024-06-21 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2021-01-14 | 2024-06-21 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-11-08 | 2024-06-21 |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | 就期货合约提供意见 | 2009-01-09 | 2010-08-20 |
| RO | 就证券提供意见 | 2009-01-09 | 2010-08-20 | |
| RO | 提供资产管理 | 2007-03-01 | 2010-08-20 |