| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2013-03-18 | 2014-06-30 |
| BOCI RESEARCH LIMITED | Rep | 就证券提供意见 | 2013-03-18 | 2016-08-09 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2011-08-01 | 2013-02-20 |
| Rep | 证券交易 | 2011-08-01 | 2013-02-20 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2011-08-01 | 2016-08-09 |
| Rep | 证券交易 | 2011-08-01 | 2016-08-09 |