| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2023-05-18 | 2024-07-12 |
| RO | 证券交易 | 2023-05-18 | 2024-07-12 | |
| BOCI SECURITIES LIMITED | RO | 就证券提供意见 | 2023-05-18 | 2024-07-12 |
| RO | 证券交易 | 2023-05-18 | 2024-07-12 | |
| BOCI ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2009-11-02 | 2014-06-30 |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2009-11-02 | 2023-05-18 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2009-08-06 | 2023-05-18 |
| Rep | 证券交易 | 2009-08-06 | 2023-05-18 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2009-08-06 | 2023-05-18 |
| Rep | 就证券提供意见 | 2008-04-16 | 2009-07-01 |