| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-01-08 | 2015-10-17 |
| Rep | 证券交易 | 2010-01-08 | 2015-10-17 | |
| BOCI ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2010-01-08 | 2014-06-30 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2010-01-08 | 2015-10-17 |
| Rep | 就证券提供意见 | 2005-01-04 | 2015-10-17 |