Personnel Hong Kong SFC License Details (ID 70795)

Personnel Hong Kong SFC License Details (ID 70795)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BOCI ASIA LIMITED	Rep	就机构融资提供意见	2018-10-26	2019-11-29
	Rep	证券交易	2018-10-26	2019-11-29
BOCI SECURITIES LIMITED	Rep	证券交易	2018-10-26	2019-11-29
BOCI ASIA LIMITED	Rep	就机构融资提供意见	2011-06-23	2018-02-23
	Rep	证券交易	2011-06-23	2018-02-23
BOCI SECURITIES LIMITED	Rep	证券交易	2011-06-23	2018-02-23
ANGLO CHINESE CORPORATE FINANCE, LIMITED	RO	就机构融资提供意见	2010-05-20	2011-06-03
	Rep	就机构融资提供意见	2008-03-07	2010-05-20
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	2007-08-30	2008-02-14
	Rep	证券交易	2007-08-30	2008-02-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2007-08-30	2008-02-14
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	就机构融资提供意见	2007-01-24	2007-06-09
QLEAP ACCELERATORS LIMITED	Rep	就机构融资提供意见	-	2004-01-13
	Rep	就证券提供意见	-	2004-01-13