| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | RO | 证券交易 | 2023-01-05 | - |
| CMB International Securities Limited | RO | 证券交易 | 2023-01-05 | - |
| CMB International Global Markets Limited | Rep | 证券交易 | 2022-05-03 | 2023-01-05 |
| CMB International Securities Limited | Rep | 证券交易 | 2018-02-23 | 2023-01-05 |
| CMB International Capital Limited | RO | 证券交易 | 2017-06-12 | - |
| Rep | 就机构融资提供意见 | 2016-01-13 | - | |
| Rep | 证券交易 | 2016-01-13 | 2017-06-12 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-04-19 | 2015-12-11 |
| Rep | 证券交易 | 2010-04-19 | 2015-12-11 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2010-04-19 | 2015-12-11 |