| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-09-13 | 2014-09-01 |
| Rep | 证券交易 | 2010-09-13 | 2014-09-01 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2010-09-13 | 2014-09-01 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-11-27 | 2010-06-25 |
| Rep | 就证券提供意见 | 2009-11-27 | 2010-06-25 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-08-13 | 2008-12-15 |
| Rep | 就证券提供意见 | 2007-08-13 | 2008-12-15 | |
| Rep | 证券交易 | 2007-08-13 | 2008-12-15 |