| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Shang International Finance Limited | Rep | 就证券提供意见 | 2018-04-18 | 2019-12-04 |
| Rep | 证券交易 | 2018-04-18 | 2019-12-04 | |
| Rep | 就机构融资提供意见 | 2018-03-12 | 2019-12-04 | |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2016-11-10 | 2018-02-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2012-09-26 | 2016-10-06 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2011-07-06 | 2012-03-30 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2011-01-19 | 2011-05-31 |
| Rep | 期货合约交易 | 2011-01-19 | 2011-06-30 |