| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | 就期货合约提供意见 | 2013-11-22 | 2015-08-09 |
| RO | 期货合约交易 | 2013-11-22 | 2015-08-09 | |
| Rep | 就期货合约提供意见 | 2013-10-30 | 2013-11-22 | |
| Rep | 期货合约交易 | 2013-10-30 | 2013-11-22 | |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 就期货合约提供意见 | 2012-09-11 | 2012-12-01 |
| RO | 期货合约交易 | 2012-09-11 | 2012-12-01 | |
| Rep | 就期货合约提供意见 | 2011-04-11 | 2012-09-11 | |
| Rep | 期货合约交易 | 2011-04-11 | 2012-09-11 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2009-07-21 | 2011-02-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2009-07-21 | 2011-02-01 |
| Rep | 证券交易 | 2009-07-21 | 2011-02-01 |