| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCHK Asset Management Limited | Rep | 就证券提供意见 | 2016-07-22 | 2023-05-24 |
| Rep | 提供资产管理 | 2016-07-22 | 2023-05-24 | |
| Rep | 证券交易 | 2016-07-22 | 2023-05-24 | |
| Alphamax Asset Management (HK) Limited | Rep | 提供资产管理 | 2016-01-11 | 2016-06-06 |
| BOCI RESEARCH LIMITED | Rep | 就证券提供意见 | 2010-10-08 | 2014-05-28 |
| CINDA INTERNATIONAL RESEARCH LIMITED | RO | 就证券提供意见 | 2010-09-27 | 2010-10-05 |
| Rep | 就证券提供意见 | 2010-08-02 | 2010-09-27 | |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2009-08-13 | 2010-07-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2007-06-13 | 2009-07-18 |