| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2018-08-31 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2015-08-05 | - |
| RO | 证券交易 | 2015-08-05 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-04-24 | 2018-08-31 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2015-04-24 | 2015-08-05 |
| Standard Chartered Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2014-09-01 | 2015-03-04 |
| RO | 证券交易 | 2014-09-01 | 2015-03-04 | |
| Rep | 就证券提供意见 | 2012-05-03 | 2014-09-01 | |
| Rep | 证券交易 | 2012-05-03 | 2014-09-01 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2012-01-10 | 2012-03-02 |
| RO | 证券交易 | 2010-09-03 | 2012-03-02 | |
| Rep | 证券交易 | 2010-06-23 | 2010-09-03 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-05-10 | 2010-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-05-07 | 2010-05-31 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-05-07 | 2010-05-31 |
| CLSA LIMITED | Rep | 证券交易 | 2004-07-19 | 2007-04-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-05 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-05 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-05 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-06-05 | |
| Rep | 证券交易 | 2003-04-01 | 2004-06-05 |
金管局记录暂时无法加载，请稍后重试。