Personnel Hong Kong SFC License Details (ID 70891)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ICBC INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2018-08-31	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	就证券提供意见	2015-08-05	-
	RO	证券交易	2015-08-05	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-04-24	2018-08-31
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-04-24	2015-08-05
Standard Chartered Securities (Hong Kong) Limited	RO	就证券提供意见	2014-09-01	2015-03-04
	RO	证券交易	2014-09-01	2015-03-04
	Rep	就证券提供意见	2012-05-03	2014-09-01
	Rep	证券交易	2012-05-03	2014-09-01
BOCI SECURITIES LIMITED	Rep	期货合约交易	2012-01-10	2012-03-02
	RO	证券交易	2010-09-03	2012-03-02
	Rep	证券交易	2010-06-23	2010-09-03
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-05-10	2010-05-31
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2007-05-07	2010-05-31
Merrill Lynch Far East Limited	Rep	证券交易	2007-05-07	2010-05-31
CLSA LIMITED	Rep	证券交易	2004-07-19	2007-04-04
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2003-04-01	2004-06-05
	Rep	就证券提供意见	2003-04-01	2004-06-05
	Rep	提供资产管理	2003-04-01	2004-06-05
	Rep	提供自动化交易服务	2003-04-01	2004-06-05
	Rep	证券交易	2003-04-01	2004-06-05

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