| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | RO | 杠杆式外汇交易 | 2011-02-25 | 2013-10-31 |
| Rep | 期货合约交易 | 2010-05-14 | 2013-10-31 | |
| Rep | 证券交易 | 2010-05-14 | 2013-10-31 | |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2005-03-07 | 2007-11-20 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-10-13 | 2007-11-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-10-13 | 2007-11-20 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2004-01-27 | 2004-09-04 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2004-01-27 | 2004-09-04 |