| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2021-06-21 |
| Rep | 证券交易 | 2017-04-24 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-04-24 | 2021-06-21 |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2015-09-17 | 2015-10-05 |
| Rep | 证券交易 | 2015-09-17 | 2015-10-05 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2011-06-20 | 2015-09-12 |
| Rep | 就证券提供意见 | 2009-09-01 | 2012-10-03 | |
| Rep | 证券交易 | 2009-09-01 | 2015-09-12 | |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2003-08-26 |
| Rep | 就证券提供意见 | - | 2003-08-26 | |
| Rep | 提供资产管理 | - | 2003-08-26 |