| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-12-02 | 2013-07-15 |
| Rep | 期货合约交易 | 2011-09-01 | 2013-07-15 | |
| Rep | 证券交易 | 2011-09-01 | 2013-07-15 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2010-11-03 | 2011-08-23 |
| Rep | 期货合约交易 | 2010-08-02 | 2011-08-23 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-08-02 | 2011-08-23 |