| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2005-10-24 | 2012-12-31 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2004-10-05 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2004-10-05 | 2012-12-31 |
| QUAM FUTURES LIMITED | Rep | 期货合约交易 | 2004-03-15 | 2004-05-06 |
| Quam Securities Limited | Rep | 证券交易 | 2004-03-15 | 2004-05-06 |
| BUSINESS FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-07-14 |
| Rep | 提供资产管理 | - | 2003-07-14 | |
| Rep | 期货合约交易 | - | 2003-08-05 | |
| BUSINESS SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-07-14 |
| Rep | 就证券提供意见 | - | 2003-07-14 | |
| Rep | 提供资产管理 | - | 2003-07-14 | |
| Rep | 证券交易 | - | 2003-08-05 |