| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-05-02 | - |
| Rep | 期货合约交易 | 2018-05-02 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-05-02 | - |
| Rep | 证券交易 | 2018-05-02 | - |
| BOA INTERNATIONAL SECURITIES LIMITED | RO | 期货合约交易 | 2017-12-18 | 2018-04-24 |
| RO | 证券交易 | 2017-12-18 | 2018-04-24 |
| Rep | 期货合约交易 | 2017-10-16 | 2017-12-18 |
| Rep | 证券交易 | 2017-10-16 | 2017-12-18 |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2012-08-01 | 2014-11-24 |
| Rep | 期货合约交易 | 2006-04-27 | 2017-10-04 |
| Rep | 证券交易 | 2006-04-27 | 2017-10-04 |
| Funderstone Futures Limited | Rep | 期货合约交易 | 2004-11-11 | 2006-04-13 |
| Funderstone Securities Limited | Rep | 证券交易 | 2004-11-11 | 2006-04-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-12 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-12 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-12 |
| Rep | 期货合约交易 | 2003-04-01 | 2004-09-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-12 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-12 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-12 |
| Rep | 证券交易 | 2003-04-01 | 2004-09-23 |