| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-02-10 | - |
| Rep | 杠杆式外汇交易 | 2011-08-05 | 2014-11-27 | |
| Rep | 期货合约交易 | 2010-12-06 | - | |
| Rep | 证券交易 | 2010-12-06 | - | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2008-07-07 | 2010-11-26 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2008-03-20 | 2010-11-26 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2005-11-28 | 2010-11-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-11-25 | 2010-11-26 |
已采集记录中暂无金管局登记。