Chen, Chi Hing 陳志興 Hong Kong SFC License Details (ID 70921)

Chen, Chi Hing 陳志興 Hong Kong SFC License Details (ID 70921)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2019-06-28	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2019-06-28	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2019-05-28	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2019-05-28	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2016-10-28	2019-04-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2016-10-28	2019-04-30
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-02-13	2016-09-16
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-02-13	2016-09-16
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2011-05-30	2013-04-12
	Rep	期货合约交易	2006-01-04	2013-04-12
	Rep	证券交易	2006-01-04	2013-04-12
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2005-08-08	2005-10-03
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2005-05-12	2005-10-03
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-05-12	2005-10-03
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2005-05-12	2005-10-03
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	就证券提供意见	2004-05-31	2005-05-03