| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2021-09-03 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2020-01-24 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-01-24 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-01-08 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2020-01-08 | - |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期货合约交易 | 2018-05-02 | 2019-11-29 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2018-05-02 | 2019-11-29 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-02-10 | 2018-04-18 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2015-02-10 | 2018-04-18 |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-06-08 | 2014-11-26 |
| Rep | 期货合约交易 | 2007-09-20 | 2015-02-09 | |
| Rep | 证券交易 | 2007-09-20 | 2015-02-09 |
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