Personnel Hong Kong SFC License Details (ID 70925)

Personnel Hong Kong SFC License Details (ID 70925)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Guotai Junan FX Limited	Rep	杠杆式外汇交易	2021-09-03	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2020-01-24	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2020-01-24	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2020-01-08	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2020-01-08	-
GF FUTURES (HONG KONG) CO., LIMITED	Rep	期货合约交易	2018-05-02	2019-11-29
GF Securities (Hong Kong) Brokerage Limited	Rep	证券交易	2018-05-02	2019-11-29
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2015-02-10	2018-04-18
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	证券交易	2015-02-10	2018-04-18
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2011-06-08	2014-11-26
	Rep	期货合约交易	2007-09-20	2015-02-09
	Rep	证券交易	2007-09-20	2015-02-09