Personnel Hong Kong SFC License Details (ID 70931)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BLUESTONE SECURITIES (HK) CO., LIMITED	RO	证券交易	2019-05-03	2022-09-12
	Rep	证券交易	2019-03-01	2019-05-03
Hong Kong Securities (International) Company Limited	RO	证券交易	2017-03-29	2017-07-12
TFI Securities and Futures Limited	RO	期货合约交易	2015-06-11	2016-03-08
	RO	证券交易	2015-06-11	2016-03-08
	Rep	期货合约交易	2015-05-26	2015-06-11
	Rep	证券交易	2015-05-26	2015-06-11
Mason Securities Limited	Rep	证券交易	2014-05-14	2015-05-18
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2014-05-14	2015-05-18
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2012-09-06	2014-05-01
	Rep	期货合约交易	2012-04-23	2014-05-01
	Rep	证券交易	2012-04-23	2014-05-01
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	期货合约交易	2011-09-27	2012-03-30
	Rep	证券交易	2011-09-27	2012-03-30
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2011-04-29	2011-09-14
	Rep	期货合约交易	2005-10-13	2011-09-14
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2004-02-27	2011-01-27
BOCI SECURITIES LIMITED	Rep	证券交易	2004-02-27	2011-09-14
CES Commodities (HK) Limited	Rep	就期货合约提供意见	-	2003-04-23
	Rep	提供资产管理	-	2003-04-23
	Rep	期货合约交易	-	2003-04-23
Everbright Securities Investment Services (HK) Limited	Rep	就机构融资提供意见	-	2003-04-23
	Rep	就证券提供意见	-	2003-04-23
	Rep	提供资产管理	-	2003-04-23
	Rep	提供自动化交易服务	-	2003-04-23
	Rep	证券交易	-	2003-04-23

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