| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mighty Fountain Capital Limited | RO | 就证券提供意见 | 2021-10-27 | 2025-09-30 |
| RO | 提供资产管理 | 2021-10-27 | 2025-09-30 | |
| RO | 证券交易 | 2021-10-27 | 2025-09-30 | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2018-02-28 | 2018-07-24 |
| CMB International Securities Limited | Rep | 证券交易 | 2018-02-28 | 2018-07-24 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2013-11-15 | 2018-02-01 |
| Rep | 就证券提供意见 | 2009-10-16 | 2013-08-13 | |
| Rep | 证券交易 | 2009-10-16 | 2018-02-01 |