| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-05-03 | 2014-11-27 |
| Rep | 期货合约交易 | 2005-10-25 | 2017-01-19 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2004-02-10 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2004-02-10 | 2017-01-19 |
| GREAT BAY SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-05-30 |
| Rep | 就证券提供意见 | - | 2003-05-30 | |
| Rep | 提供资产管理 | - | 2003-05-30 | |
| Rep | 证券交易 | - | 2004-02-10 | |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | 就期货合约提供意见 | - | 2003-05-30 |
| Rep | 提供资产管理 | - | 2003-05-30 | |
| Rep | 期货合约交易 | - | 2004-02-10 |