Cruz, Thomas Edward
证监会中央编号:AAA331
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期货合约交易 | 2012-06-19 | 2013-11-07 |
| Rep | 证券交易 | 2012-06-19 | 2013-11-07 | |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-06-22 | 2011-12-30 |
| Rep | 期货合约交易 | 2011-02-01 | 2011-12-30 | |
| Rep | 证券交易 | 2011-02-01 | 2011-12-30 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | - | 2011-01-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2004-08-04 |
| Rep | 提供资产管理 | - | 2004-08-04 | |
| Rep | 期货合约交易 | - | 2011-01-01 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2004-08-04 |
| Rep | 提供资产管理 | - | 2004-08-04 | |
| Rep | 期货合约交易 | - | 2011-01-01 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | - | 2003-09-02 |
| Rep | 就机构融资提供意见 | - | 2004-08-04 | |
| Rep | 就证券提供意见 | - | 2004-08-04 | |
| Rep | 提供资产管理 | - | 2004-08-04 | |
| Rep | 证券交易 | - | 2011-01-01 |