| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited | RO | 就期货合约提供意见 | 2017-08-01 | - |
| RO | 就证券提供意见 | 2017-08-01 | - | |
| RO | 提供资产管理 | 2017-08-01 | - | |
| RO | 期货合约交易 | 2017-08-01 | - | |
| RO | 证券交易 | 2016-08-18 | - | |
| China Universal Asset Management (Hong Kong) Company Limited | RO | 证券交易 | 2015-08-19 | 2015-11-07 |
| Rep | 提供资产管理 | 2014-08-14 | 2015-11-07 | |
| Rep | 就证券提供意见 | 2014-05-12 | 2015-11-07 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2013-10-15 | 2014-04-29 |
| Rep | 期货合约交易 | 2007-05-21 | 2014-04-29 | |
| Rep | 证券交易 | 2007-05-21 | 2014-04-29 |