Personnel Hong Kong SFC License Details (ID 70957)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	就期货合约提供意见	2021-04-30	2022-01-05
	RO	期货合约交易	2021-04-30	2022-01-05
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2021-04-30	2022-01-05
	RO	证券交易	2021-04-30	2022-01-05
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2021-04-13	2021-04-30
	Rep	期货合约交易	2021-04-13	2021-04-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2021-04-13	2021-04-30
	Rep	证券交易	2021-04-13	2021-04-30
HAITONG INTERNATIONAL FUTURES LIMITED	RO	就期货合约提供意见	2017-05-31	2021-02-08
	RO	期货合约交易	2015-05-29	2021-02-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	就证券提供意见	2015-05-29	2021-02-08
	RO	证券交易	2015-05-29	2021-02-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-03-11	2015-05-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2015-03-11	2015-05-29
	Rep	证券交易	2015-03-11	2015-05-29
BOCI SECURITIES LIMITED	RO	就证券提供意见	2013-09-30	2015-02-07
BOCI ASIA LIMITED	RO	证券交易	2012-03-27	2015-02-07
BOCI SECURITIES LIMITED	RO	期货合约交易	2012-03-27	2015-02-07
	RO	证券交易	2012-03-27	2015-02-07
BOCI ASIA LIMITED	Rep	证券交易	2012-02-14	2012-03-27
BOCI SECURITIES LIMITED	Rep	期货合约交易	2008-04-07	2012-03-27
	Rep	证券交易	2008-04-07	2012-03-27

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