Fong, Wai Kim 方偉儉

证监会中央编号:ADZ921

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2019-07-10	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2019-07-10	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2018-09-10	2019-07-10
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	证券交易	2018-09-10	2019-07-10
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2018-06-19	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2018-06-19	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2018-04-24	2018-09-10
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2018-04-24	2018-09-10
BOA INTERNATIONAL SECURITIES LIMITED	RO	期货合约交易	2017-11-14	2018-04-09
	RO	证券交易	2017-11-14	2018-04-09
	Rep	期货合约交易	2017-10-09	2017-11-14
	Rep	证券交易	2017-10-09	2017-11-14
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2012-02-23	2014-11-24
	Rep	期货合约交易	2005-10-13	2017-10-04
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2004-05-19	2011-01-27
BOCI SECURITIES LIMITED	Rep	证券交易	2004-05-19	2017-10-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2004-01-28	2004-04-28
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-08-14
	Rep	提供资产管理	2003-04-01	2003-08-14
	Rep	提供自动化交易服务	2003-04-01	2003-08-14
	Rep	期货合约交易	2003-04-01	2004-04-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-08-14
	Rep	就证券提供意见	2003-04-01	2003-08-14
	Rep	提供资产管理	2003-04-01	2003-08-14
	Rep	提供自动化交易服务	2003-04-01	2003-08-14
	Rep	证券交易	2003-04-01	2004-04-28

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2019-07-10	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2019-07-10	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2018-09-10	2019-07-10
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	证券交易	2018-09-10	2019-07-10
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2018-06-19	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2018-06-19	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2018-04-24	2018-09-10
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2018-04-24	2018-09-10
BOA INTERNATIONAL SECURITIES LIMITED	RO	期货合约交易	2017-11-14	2018-04-09
	RO	证券交易	2017-11-14	2018-04-09
	Rep	期货合约交易	2017-10-09	2017-11-14
	Rep	证券交易	2017-10-09	2017-11-14
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2012-02-23	2014-11-24
	Rep	期货合约交易	2005-10-13	2017-10-04
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2004-05-19	2011-01-27
BOCI SECURITIES LIMITED	Rep	证券交易	2004-05-19	2017-10-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2004-01-28	2004-04-28
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-08-14
	Rep	提供资产管理	2003-04-01	2003-08-14
	Rep	提供自动化交易服务	2003-04-01	2003-08-14
	Rep	期货合约交易	2003-04-01	2004-04-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-08-14
	Rep	就证券提供意见	2003-04-01	2003-08-14
	Rep	提供资产管理	2003-04-01	2003-08-14
	Rep	提供自动化交易服务	2003-04-01	2003-08-14
	Rep	证券交易	2003-04-01	2004-04-28