| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI RESEARCH LIMITED | Rep | 就证券提供意见 | 2012-09-04 | 2018-05-18 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2011-09-15 | 2012-09-04 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2008-11-13 | 2011-09-15 |
| Rep | 提供资产管理 | 2008-11-13 | 2011-09-15 | |
| AXIOM INVESTMENT MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2007-06-12 | 2008-09-22 |
| Rep | 就证券提供意见 | 2007-06-12 | 2008-09-22 | |
| Rep | 提供资产管理 | 2007-06-12 | 2008-09-22 |