Ho, Rachel Kwok Wai 何國慧 Hong Kong SFC License Details (ID 70972)

Ho, Rachel Kwok Wai 何國慧 Hong Kong SFC License Details (ID 70972)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2016-03-18	2016-04-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2015-03-26	2016-04-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2014-08-18	2016-04-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2014-08-18	2016-04-13
BOCI SECURITIES LIMITED	Rep	期货合约交易	2005-10-24	2014-08-06
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2005-08-10	2011-01-27
BOCI SECURITIES LIMITED	Rep	证券交易	2005-08-10	2014-08-06
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	-	2005-08-09
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	-	2004-08-05
	Rep	提供资产管理	-	2004-08-05
	Rep	期货合约交易	-	2005-08-09
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	-	2003-09-02
	Rep	就机构融资提供意见	-	2004-08-05
	Rep	就证券提供意见	-	2004-08-05
	Rep	提供资产管理	-	2004-08-05
	Rep	证券交易	-	2005-08-09