| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2020-10-13 | 2022-10-31 |
| Rep | 期货合约交易 | 2020-10-13 | 2022-10-31 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-10-13 | 2022-10-31 |
| Rep | 证券交易 | 2020-10-13 | 2022-10-31 | |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2013-10-02 | 2015-03-27 |
| Rep | 期货合约交易 | 2010-08-31 | 2020-09-14 | |
| Rep | 就证券提供意见 | 2010-07-20 | 2020-09-14 | |
| Rep | 证券交易 | 2010-07-20 | 2020-09-14 |