| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2012-06-18 | 2012-09-08 |
| Rep | 期货合约交易 | 2011-03-02 | 2012-09-08 | |
| Rep | 证券交易 | 2011-03-02 | 2012-09-08 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-11-11 | 2011-02-07 |
| Rep | 证券交易 | 2009-11-11 | 2011-02-07 |