| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2021-09-03 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2019-09-16 | - |
| Rep | 期货合约交易 | 2019-09-16 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2019-09-16 | - |
| Rep | 就证券提供意见 | 2019-08-14 | - | |
| Oakwise Capital Management Limited | RO | 就证券提供意见 | 2019-03-07 | 2019-06-15 |
| RO | 提供资产管理 | 2019-03-07 | 2019-06-15 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2017-03-15 | 2018-09-21 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2017-03-15 | 2018-09-21 |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-06-08 | 2014-11-21 |
| Rep | 期货合约交易 | 2009-06-17 | 2017-03-06 | |
| Rep | 就证券提供意见 | 2009-04-07 | 2011-11-10 | |
| Rep | 证券交易 | 2009-04-07 | 2017-03-06 | |
| Rep | 就证券提供意见 | 2008-04-15 | 2008-10-07 | |
| Rep | 证券交易 | 2008-03-13 | 2008-10-07 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-09-13 | 2008-03-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-06-28 | 2008-03-01 |
金管局记录暂时无法加载，请稍后重试。