| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2011-09-12 | 2012-01-27 |
| Rep | 就证券提供意见 | 2011-06-17 | 2012-01-27 | |
| Rep | 证券交易 | 2011-06-17 | 2012-01-27 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2011-05-17 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2010-01-25 | 2011-05-17 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2010-01-25 | 2010-12-06 |