Personnel Hong Kong SFC License Details (ID 70995)

Personnel Hong Kong SFC License Details (ID 70995)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BOCI SECURITIES LIMITED	RO	就证券提供意见	2026-05-11	-
	RO	期货合约交易	2026-05-11	-
	RO	证券交易	2026-05-11	-
	Rep	就证券提供意见	2018-09-06	2026-05-11
	Rep	杠杆式外汇交易	2013-04-17	2014-11-21
	Rep	期货合约交易	2005-10-13	2026-05-11
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2005-04-08	2011-01-27
BOCI SECURITIES LIMITED	Rep	证券交易	2005-04-08	2026-05-11
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2005-02-17	2005-03-23
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2005-02-17	2005-03-23
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2004-08-02	2005-01-18
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-08-02	2005-01-18
Apricot Capital (Hong Kong) Limited	Rep	就机构融资提供意见	2003-04-01	2004-02-04
	Rep	就证券提供意见	2003-04-01	2004-02-04
	Rep	提供资产管理	2003-04-01	2004-02-04
	Rep	证券交易	2003-04-01	2004-07-27