| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2020-12-16 | - |
| Rep | 杠杆式外汇交易 | 2013-08-02 | 2014-11-21 | |
| Rep | 期货合约交易 | 2010-04-09 | - | |
| Rep | 证券交易 | 2010-04-09 | - | |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2006-07-05 | 2010-04-07 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2006-07-05 | 2010-04-07 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2004-02-13 | 2006-06-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-02-13 | 2006-06-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-02-13 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-13 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-13 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-02-13 | |
| CELESTIAL FINANCE LIMITED | Rep | 提供证券保证金融资 | 2003-04-01 | 2004-02-13 |
| CELESTIAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-13 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-13 | |
| Rep | 证券交易 | 2003-04-01 | 2004-02-13 |
已采集记录中暂无金管局登记。