| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2019-06-27 | - |
| Rep | 证券交易 | 2013-03-22 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2013-03-22 | - |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2011-04-08 | 2012-12-07 |
| Rep | 就证券提供意见 | 2007-10-29 | 2011-11-10 | |
| Rep | 证券交易 | 2007-10-29 | 2012-12-07 |