| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-12-13 | - |
| BOCI Bullion Company Limited | Rep | 提供自动化交易服务 | 2003-08-04 | 2004-04-29 |
| Rep | 证券交易 | 2003-08-04 | 2004-04-29 | |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-25 | |
| Rep | 证券交易 | 2003-04-01 | 2018-08-23 |