| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2020-06-15 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-10-08 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-10-08 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-09-21 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-09-21 | - |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2011-09-23 | 2014-11-26 |
| Rep | 期货合约交易 | 2011-01-11 | 2018-09-11 | |
| Rep | 证券交易 | 2011-01-11 | 2018-09-11 |