| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2020-12-17 | - |
| Rep | 杠杆式外汇交易 | 2012-02-06 | 2014-11-27 | |
| Rep | 期货合约交易 | 2005-10-14 | - | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-01-13 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-13 | |
| Rep | 期货合约交易 | 2003-04-01 | 2011-01-27 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2003-04-01 | - |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-12 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-12 |