| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2021-09-02 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-10-05 | - |
| Rep | 期货合约交易 | 2018-10-05 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-10-05 | - |
| Rep | 证券交易 | 2018-10-05 | - | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2016-09-09 | 2018-09-14 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2016-09-09 | 2018-09-14 |
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2013-03-04 | 2014-11-27 |
| Rep | 期货合约交易 | 2009-03-11 | 2016-08-18 | |
| Rep | 就证券提供意见 | 2008-06-20 | 2011-11-10 | |
| Rep | 证券交易 | 2008-06-20 | 2016-08-18 |
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