| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2011-02-24 | 2014-06-30 |
| Rep | 证券交易 | 2010-09-03 | 2014-06-30 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2009-07-30 | 2010-08-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2009-07-30 | 2010-08-02 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2004-02-11 | |
| Rep | 提供自动化交易服务 | - | 2004-02-11 | |
| Rep | 证券交易 | - | 2008-12-19 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | - | 2004-02-11 |
| Rep | 期货合约交易 | - | 2008-12-19 |